Abstract
Purpose
Methods and Materials
Results
Conclusions
Introduction
Methods and Materials
Wells GA, Shea B, O'Connell D, et al. The Newcastle-Ottawa Scale (NOS) for assessing the quality of nonrandomised studies in meta-analyses. Available at: http://www.ohri.ca/programs/clinical_epidemiology/oxford.asp. Accessed December 12, 2021.
Results

Study | Year | Study type | Patients, n | Pretreatment hearing | Dose | Machine | Follow-up (mo) | Hearing preservation, % |
---|---|---|---|---|---|---|---|---|
Ottaviani et al 19 | 2002 | Retrospective | 26 | Any | 12-14 Gy | GK | 24 median | - |
Paek et al 26 | 2005 | Retrospective | 25 | GRC I and II | 11-14 Gy | GK | 49 median | 46 (5 y, actuarial) |
Massager et al 37 | 2007 | Retrospective | 82 | GRC I-IV | 12 Gy | GK | 24 median | 56 (4 y, actuarial) |
Lasak et al 38 | 2008 | Retrospective | 33 | Any | 12 or 13 Gy | GK | 24 median | - |
Régis et al 29 | 2008 | Retrospective | 184 | GRC I and II | <13 Gy | GK | 84 mean | 60 (3 y) |
Tamura et al 30 | 2009 | Retrospective | 74 | GRC I | 9 -13 Gy | GK | 48 median | 78.4 (3 y) |
Wackym et al 18 | 2008 | Retrospective | 59 | Any | 11.7-14 Gy | GK | 65.5 median | - |
Yomo et al 39 | 2012 | Retrospective | 154 | Any | 9-14 Gy | GK | 52 mean | 58.1 |
Kim et al 53 | 2013 | Retrospective | 60 | GRC I and II | 11.5-13 Gy | GK | 61.5 mean | 55 (5 y, actuarial) |
Baschnagel et al 32 | 2013 | Retrospective | 40 | GRC I and II | 12.5 or 13 Gy | GK | 34.5 median | 74 (3 y, actuarial) |
Carlson et al 13 | 2013 | Retrospective | 44 | AAO-HNS A and B | 12-13 Gy | GK | 111.6 median | 23 (10 y, actuarial) |
Jacob et al 41 | 2014 | Retrospective | 59 | AAO-HNS A and B | 12 or 13 Gy | GK | 25.2 mean | 57 (3 y, actuarial) |
Horiba et al 34 | 2016 | Retrospective | 49 | Any | 11-12 Gy | GK | 56 median | 57 |
Iorio-Morin et al 33 | 2016 | Retrospective | 41 | Any | 11-13 Gy | GK | 47 median | 49 (5 y, actuarial) |
Lin et al 31 | 2017 | Retrospective | 100 | AAO-HNS A and B | 12 or 13 Gy | GK | 78 median | 63 (5 y) |
Pan et al 35 | 2017 | Retrospective | 64 | Any | 12 Gy | GK | 77.9 mean | 81.2 |
Schumacher et al 40 | 2017 | Retrospective | 18 | GRC I-IV | 11 Gy | GK | 42 median | 55 |
Park et al 54 | 2018 | Retrospective | 56 | Any | 10-13 Gy | GK | 24.4 mean | - |
Chung et al 27 | 2018 | Retrospective; case-control | 14 | GRC I-IV | 12 Gy | LINAC | 38.3 mean | 64 (5 yr, actuarial) |
Prabhuraj et al 36 | 2019 | Retrospective | 87 | GRC I and II | 11.5-14 Gy | GK | 30 mean | 62 (5 y, actuarial) |
Patel et al 28 | 2019 | Retrospective | 43 | Any | 12 Gy | LINAC | 25 median | 53 |
Bojrab et al 48 | 2021 | Retrospective | 106 | Any (PTA ≤90 dB) | 12.5 or 13 Gy | GK | 49.8 mean | - |
Cochlea contouring and dosimetry
Cochlear dose (Gy) | ||||||
---|---|---|---|---|---|---|
Study | Year | Cochlear dose constraint | Cochlear contouring | Cochlear dose parameter assessed | Maximum | Mean |
Ottaviani et al 19 | 2002 | - | ND | Maximum | - | - |
Paek et al 26 | 2005 | - | ND | Maximum and minimum | 8.1 | - |
Massager et al 37 | 2007 | - | CT and MRI | Mean, maximum and minimum | 8.52 | 4.33 |
Lasak et al 38 | 2008 | - | MRI | Mean | - | 5.2 |
Régis et al 29 | 2008 | - | ND | Cochlear dose | - | - |
Tamura et al 30 | 2009 | - | CT | Dose to modiolus, maximum | - | - |
Wackym et al 18 | 2010 | - | ND | Maximum, volume receiving 100%, 75%, 50%, and 25% of maximum, dose to modiolus and basal turn of the cochlea | - | - |
Yomo et al 39 | 2012 | - | CT | Maximum | - | - |
Kim et al 53 | 2013 | - | MRI | Mean and maximum | 8.2 | 4.2 |
Baschnagel et al 32 | 2013 | Mean, <5 Gy | CT and MRI | Maximum, minimum, mean, V3, V5, V8, and V10 | 6.9 (median) | 2.7 (median) |
Carlson et al13 | 2013 | - | ND | Point modiolus | - | 5 (modiolus dose) |
Jacob et al 41 | 2014 | - | CT | Mean, maximum, point modiolus | 11.8 | 4.9 |
Horiba et al 34 | 2016 | Maximum, <4 Gy | ND | Cochlear dose | - | - |
Iorio-Morin et al 33 | 2016 | Mean, <4 Gy | MRI | Mean and maximum | 6.8 (median) | 4.3 (median) |
Lin et al 31 | 2017 | Mean, <5 Gy | ND | Mean, maximum, and minimum | 5.9 | 2.8 |
Pan et al 35 | 2017 | - | MRI | Cochlear dose | - | 3.3 |
Schumacher et al 40 | 2017 | - | ND | Mean and maximum | 12 (median) | 6 (median) |
Park et al 54 | 2018 | - | ND | Mean | 8.9 | 4.6 |
Chung et al 27 | 2018 | - | CT and MRI | Mean, maximum, and minimum | 10.8 | 8.3 |
Prabhuraj et al 36 | 2019 | - | ND | Mean | 5.9 | 3.74 |
Patel et al 28 | 2019 | - | CT and MRI | Mean, maximum, and minimum | 11.6 | 8.2 |
Bojrab et al 48 | 2021 | - | ND | Mean and maximum | 5.9 (median) | 2.4 (median) |
Hearing outcomes
- •Loss of serviceable hearing (GRC III and IV or AAO-HNS class C and D)—dichotomous variable, mostly used in studies that included or analyzed only patients with serviceable hearing
- •Increase or loss of baseline GRC or AAO-HNS class—dichotomous variable, used in studies including patients with GRC I only or GRC I to IV
- •Change or rate of change in pure-tone average (PTA; difference between pre- and post-SRS PTA) after SRS, without defining a PTA threshold for clinically significant hearing loss or deterioration—continuous variable, used mostly in studies including patients with any hearing level
- •Hearing deterioration, defined as the difference between pre- and post-SRS PTA ≥15 dB or 20 dB—dichotomous variable
- •Time to nonserviceable hearing—continuous variable.
Study | Year | Hearing outcome | Predictive factors analyzed | Cochlear dose predicted hearing outcome (dose parameter) | ||
---|---|---|---|---|---|---|
Univariate analysis | Multivariate analysis | Cochlea dose threshold | ||||
Hearing outcome: loss of baseline GRC (dichotomous outcome) | ||||||
Chung et al 27 | 2018 | Stable vs decreased hearing at last follow-up | Patient, tumor, and dosimetric | - | Yes (minimum) | Cochlear minimum dose of >6 Gy was associated with higher risk for hearing deterioration |
Massager et al 37 | 2007 | Hearing preservation (same or improved GRC) | None | Yes (mean) | - | Median mean dose to cochlear volume: 3.7 Gy (hearing preserved) vs 5.33 Gy (hearing deteriorated) |
Hearing outcome: loss of serviceable hearing (dichotomous outcome) | ||||||
Lin et al 31 | 2017 | Hearing preservation (AAO-HNS A or B) | Patient, tumor, and dosimetric | Yes (mean); only predictor | - | Mean dose of <4 Gy favorable predictor of hearing outcome |
Régis et al 29 | 2008 | Loss of functional hearing (GRC I and II) | Patient, tumor, and dosimetric | - | Yes | - |
Prabhuraj et al 36 | 2019 | Hearing preservation (GRC I and II) at 24 mo | Patient and tumor | Yes (mean) | No | - |
Pan et al 35 | 2017 | Preservation of serviceable hearing (<50 dB and ≥50% SD) | Tumor and dosimetric | Yes | No | - |
Iorio-Morin et al 33 | 2016 | Preservation of serviceable hearing (GRC I and II) | Tumor and treatment-related | No | - | - |
Horiba et al 34 | 2016 | Preservation of serviceable hearing (GRC I and II) | Patient, tumor, and dosimetric | No | - | - |
Hearing outcome: loss of baseline GRC and loss of serviceable hearing (dichotomous outcome) | ||||||
Tamura et al 30 | 2009 | Preservation of GRC I and functional hearing preservation (GRC I and II) | Patient, tumor, and dosimetric | - | Yes (maximum), for GRC I preservation | 90.9% functional hearing preservation; for maximum cochlear dose of <4 Gy |
Baschnagel et al 32 | 2013 | Serviceable hearing (GRC I and II) and maintain GRC | Patient, tumor, and dosimetric | Yes (mean and % volume ≥3 Gy) | No | Mean cochlear dose of <3 Gy associated with better serviceable hearing preservation (trend toward statistical significance); 2-y hearing preservation: 91% (mean dose, <3 Gy) vs 59% (mean dose, ≥3 Gy) |
Patel et al 28 | 2019 | Loss of baseline GRC and loss of serviceable hearing at 1 y and last follow-up | Patient and tumor | Yes (minimum, mean, and maximum); only predictors | - | Mean and minimum correlated with both outcomes, maximum only with loss of GRC. Minimum dose was the most robust predictor; hearing preservation: 94% (minimum, <5 Gy) vs 13% (minimum, ≥5 Gy) |
Schumacher et al 40 | 2017 | Loss of baseline GRC and loss of serviceable hearing | Patient, tumor, and dosimetric | - | Yes (mean and maximum) | Mean dose correlated with both outcomes, maximum only with loss of GRC; serviceable hearing preservation: 100% (mean, <6 Gy) vs 13% (mean, ≥6 Gy). GRC preservation: 89% (maximum dose, <12 Gy) vs 20% (maximum dose, ≥12 Gy) |
Hearing outcome: change in PTA (continuous outcome) | ||||||
Lasak et al 38 | 2008 | Change in PTA and SDS | None | Yes (mean) | - | Only minimum SDS after SRS correlated with mean cochlear dose; at 12 mo, change in PTA was significantly worse for mean cochlear dose ≥4.75 Gy |
Wackym et al 18 | 2010 | Change in PTA3, PTA4, PTA-HF, and speech recognition during first 12 mo | None | Yes (maximum) | - | Cochlear dose >4 Gy correlated with change in PTA3 |
Yomo et al 39 | 2012 | Annual rate of PTA decrease (dB/y) | Patient and tumor | - | Yes (maximum) | Maximum cochlear dose (≤4 Gy) was a statistically significant predictive factor. Hearing decrease: 3.14 dB/y (maximum dose, ≤4 Gy) vs 4.43 dB/y (maximum dose, >4 Gy) |
Ottaviani et al 19 | 2002 | 2-y decrease in LTA, PTA, and HTA | None | Yes (maximum; correlated only with HTA) | - | - |
Hearing outcome: change in PTA (dichotomous outcome) | ||||||
Park et al 54 | 2018 | PTA increase ≥15 dB | Patient, tumor, and dosimetric | Yes | No | - |
Paek et al 26 | 2005 | PTA increase ≥20 dB | Dose to cochlear nerve and cochlear nucleus | No | - | - |
Hearing outcome: time to hearing loss (continuous outcome) | ||||||
Carlson et al 13 | 2013 | Time to nonserviceable hearing | Patient, tumor, and dosimetric | No | - | - |
Jacob et al 41 | 2014 | Time to nonserviceable hearing | Patient, tumor, and dosimetric | Yes (mean) | No | 3-y serviceable hearing preservation: 76% (mean dose, <5 Gy) vs 37% (mean dose, ≥5 Gy) |
Hearing outcome: loss of serviceable hearing and change in PTA (dichotomous outcomes) | ||||||
Kim et al 53 | 2013 | Preservation of serviceable hearing (GRC I and II) and hearing deterioration (PTA increase ≥20) | Patient, tumor, and dosimetric | Yes (mean) | No | - |
Bojrab et al 48 | 2021 | Maintenance of AAO-HNS A or B and hearing preservation (PTA increase ≤20 dB) | Tumor and dosimetric factors | No | - | - |
Follow-up and timing of hearing outcome assessment
Relationship between cochlear dose and hearing preservation
Cochlear dose threshold for hearing preservation

Discussion
Cochlear contouring and dosimetry
Hearing outcome assessment
Functional or serviceable hearing loss as outcome
Loss of baseline GRC as hearing outcome
Change in PTA as outcome
Study limitations
Conclusion
Appendix. Supplementary materials
References
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Sources of support: This work had no specific funding.
Disclosures: The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
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